Corporate Exec

WFS specializes in servicing mid-tier Capital Markets accounts between $1m-$5m

	Are you subject to SEC Rule 144 for Restricted or Control securities?
	Has your company gone through a VC funding round, an IPO, secondary, or acquisition?
	Do you and/or your executives have money in escrow?
	Do you have a single large position in any one stock?

What you may need:

Let WFS worry about your investments so that you and your executives can worry about your business.

Capital Markets Solutions

	Create cash now (without selling), but stagger your tax burden for years to come.
	Custody and execution of Control and Restricted securities
	Margin Loans using Control & Restricted securities as collateral
	Sophisticated option services from an independent source not associated with your VC or your firm.
	Eliminate stock price risk for years to come.
	Generate cash without giving up voting rights.

Solutions

	WFS manages investable assets
	Deferred Compensation.
	Custody and execution of Restricted Stock (ie. Rule 144 stock)
	Structured Equity solutions for large stock positions that you either can not sell or don't want to sell.
	Synthetic derivative creation such as collars to lock in a return regardless of how the stock market performs. Great for all liquidity events such as IPO, secondary, acquisition, or VC funding rounds.
	Margin equity loans using escrowed or restricted stock to unlock your cash potential.
	Succession planning for companies that are planning to either sell their business, or have the next generation take over.
	Trusts for your executives to ensure their estate (which may include large quantities or your stock) ends up in the right hands.

Get started now

Get more information Warren Financial Service